Experience:
No experience
Employment Type:
Full time
Posted:
8/24/2017
Job Category:
Accounting
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PWM Accounting Manager
Suntrust Banks, Inc. | Atlanta, Georgia
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Job Description

PWM Accounting Manager-W442891

Description

The Private Wealth Management (PWM) Accounting Manager will be responsible for supporting quality assured financial reporting within the Private Wealth Management (PWM) line of business in the Consumer segment. These responsibilities include understanding the PWM business and products and the related accounting treatment, analyzing the control environment to ensure it is appropriately designed to minimize accounting and financial reporting risk, and supporting the PWM Controller during the month-end and quarter-end close process. Additionally, the PWM Accounting Manager is responsible for assisting the PWM Controller with FINOP responsibilities related to SunTrust Investment Services, Inc., a retail broker dealer and wholly-owned subsidiary of SunTrust Banks, Inc. These responsibilities include reviewing the monthly FOCUS report, preparing the quarterly Supplemental Statement of Income, understanding the SEC 15c3-1 rules regarding possession and control, identifying adjustments for the monthly FOCUS report, staying apprised of new rules and regulations by reviewing FINRA "Notice to Members," assisting the FINOP respond to questions from FINRA, preparing the annual financial statements and working closely with the external auditors to fulfill their requests.

• Responsible for reviewing the monthly regulatory filing for SunTrust Investment Services, Inc. (STIS),a retail broker dealer, with FINRA, organizing a file supporting the filing, providing the file to the FINOP for review, preparing the quarterly regulatory filing known as the Supplemental Statement of Income, assisting the FINOP in responding to additional questions or requests from FINRA, coordinating and preparing for the quarterly meeting with management to review the balance sheet, coordinating the A/P review process, coordinating the termed advisor review meeting and document outcomes, coordinating the annual audit and serving as point person for the external auditors, preparing the annual financial statements
• Focus on the Wealth sub-LOB. Understand the business and the products offered and the related accounting treatment. Understand process flows and controls. Work with groups, including Risk and Internal Audit, to ensure the control environment is appropriately designed to minimize risk. Needs to be able to research complex accounting issues and present issue and research to PWM Controller for review.
• Assist the PWM Controller with various other miscellaneous projects and requests.

Job Description

Responsible for reviewing the monthly regulatory filing for SunTrust Investment Services, Inc. (STIS),a retail broker dealer, with FINRA, organizing a file supporting the filing, providing the file to the FINOP for review, preparing the quarterly regulatory filing known as the Supplemental Statement of Income, assisting the FINOP in responding to additional questions or requests from FINRA, coordinating and preparing for the quarterly meeting with management to review the balance sheet, coordinating the A/P review process, coordinating the termed advisor review meeting and document outcomes, coordinating the annual audit and serving as point person for the external auditors, preparing the annual financial statements

Focus on the Wealth sub-LOB. Understand the business and the products offered and the related accounting treatment. Understand process flows and controls. Work with groups, including Risk and Internal Audit, to ensure the control environment is appropriately designed to minimize risk. Needs to be able to research complex accounting issues and present issue and research to PWM Controller for review.

Assist the PWM Controller with various other miscellaneous projects and requests.

Responsible for reviewing the monthly regulatory filing for SunTrust Investment Services, Inc. (STIS),a retail broker dealer, with FINRA, organizing a file supporting the filing, providing the file to the FINOP for review, preparing the quarterly regulatory filing known as the Supplemental Statement of Income, assisting the FINOP in responding to additional questions or requests from FINRA, coordinating and preparing for the quarterly meeting with management to review the balance sheet, coordinating the A/P review process, coordinating the termed advisor review meeting and document outcomes, coordinating the annual audit and serving as point person for the external auditors, preparing the annual financial statements

Focus on the Wealth sub-LOB. Understand the business and the products offered and the related accounting treatment. Understand process flows and controls. Work with groups, including Risk and Internal Audit, to ensure the control environment is appropriately designed to minimize risk. Needs to be able to research complex accounting issues and present issue and research to PWM Controller for review.

Assist the PWM Controller with various other miscellaneous projects and requests.Responsible for reviewing the monthly regulatory filing for SunTrust Investment Services, Inc. (STIS),a retail broker dealer, with FINRA, organizing a file supporting the filing, providing the file to the FINOP for review, preparing the quarterly regulatory filing known as the Supplemental Statement of Income, assisting the FINOP in responding to additional questions or requests from FINRA, coordinating and preparing for the quarterly meeting with management to review the balance sheet, coordinating the A/P review process, coordinating the termed advisor review meeting and document outcomes, coordinating the annual audit and serving as point person for the external auditors, preparing the annual financial statements

Focus on the Wealth sub-LOB. Understand the business and the products offered and the related accounting treatment. Understand process flows and controls. Work with groups, including Risk and Internal Audit, to ensure the control environment is appropriately designed to minimize risk. Needs to be able to research complex accounting issues and present issue and research to PWM Controller for review.

Assist the PWM Controller with various other miscellaneous projects and requests.Job Description

Qualifications

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Job:Accounting and Finance
Primary Location: GA-Atlanta Area
Work Locations: SunTrust Plaza Tower

303 Peachtree Street

Atlanta 30308

Schedule:Full-time

Equal Opportunity Employer: SunTrust supports a diverse workforce and is a Drug Testing and Equal Opportunity Employer. SunTrust does not discriminate against individuals on the basis of race, creed, color, gender, religion, national origin, age, disability, veteran status, pregnancy, marital status, citizenship status, sexual orientation, gender identity, genetic information, or any other classification protected by applicable laws.

To review the EEO Poster, copy and paste the following link into your brower: http://www1.eeoc.gov/employers/upload/eeoc_self_print_poster.pdf http://www.dol.gov/ofccp/regs/compliance/posters/pdf/OFCCP_EEO_Supplement_Final_JRF_QA_508c.pdf

About Suntrust Banks, Inc.

SunTrust Banks, Inc. (SunTrust) primarily operates as a financial services holding company. Through its principal banking subsidiary, SunTrust Bank (the Bank), the Company provides deposit, credit, and trust and investment services. Through its subsidiaries, SunTrust also provides mortgage banking, credit-related insurance, asset management, securities brokerage and capital market services. The Company operates in five business segments: Retail, Commercial, Corporate and Investment Banking (CIB), Wealth and Investment Management, and Mortgage. The Bank operates primarily in Florida, Georgia, Maryland, North Carolina, South Carolina, Tennessee, Virginia and the District of Columbia. SunTrust provides clients with a selection of technology based banking channels, including the Internet, automated teller machines (ATMs), personal computers and around-the-clock telebanking. In May 2008, SunTrust completed the acquisition of GB&T Bancshares, Inc.

This company profile was created by AfterCollege and is about Suntrust Banks, Inc.. This page is not endorsed by or affiliated with Suntrust Banks, Inc.. For questions regarding company profiles, please email: care@aftercollege.com.