Experience:
1-3 years of experience
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Employment Type:
Full time
Posted:
8/24/2017
Job Category:
Accounting
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IAG Risk Compliance Analyst, Private Wealth Management (Atlanta, GA)
Suntrust Banks, Inc. | Atlanta, Georgia
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Job Description

IAG Risk Compliance Analyst, Private Wealth Management (Atlanta, GA)-W442053

Description

The Risk & Compliance Analyst "R&CA" partners with Client Advisors, TrustAdvisors, Client Facing Investment Professionals (collectively "Advisors") to manage the financial and reputational risk associated with the fiduciary investment management process. The R&CA works with Advisors and offshore teammates to ensure accurate, timely completion of investment Reg 9 reviews. The R&CA proactively reviews exceptions and works with Advisors &Management to take the appropriate steps to eliminate, mitigate and/or escalate exceptions, while also tracking progress and verifying resolution to ensure SunTrust's compliance with internal policies and regulatory/legal requirements. The R&CA ensures required documentation is produced by offshore team and provides quality control of same. The R&CA delivers documents to clients directly through mail or to Advisors for presentation to clients, tracks for completion and ensures documentation is properly signed, filed and processed according to policy. Assists in the education, communication and reinforcement of fiduciary investment policies and regulations. In addition the R&CA may provide assistance with client and prospect meeting materials.

Responsible for investment risk management activities for approximately 1750-2000 accounts.

Qualifications

Basic Qualifications: Strong knowledge of trust account types and structures, legal and regulatory standards and internal policies and procedures typically acquired through 2+ years of fiduciary experience. Demonstrated ability to identify issues and work through resolution with line management. Strong organizational, oral and written communication skills. Intermediate/advanced PC skills including Microsoft Word, Excel and database applications.

Preferred Qualifications: 3+ years of industry, trust, fiduciary, investment advisory or support experience. Undergraduate degree in business, accounting or related field.

Responsible for investment risk management activities for approximately 750 -1,000 moderately complex relationships.

Job:Private Wealth Management
Primary Location: GA-Atlanta Area
Work Locations: SunTrust Plaza Tower

303 Peachtree Street

Atlanta 30308

Schedule:Full-time

Equal Opportunity Employer: SunTrust supports a diverse workforce and is a Drug Testing and Equal Opportunity Employer. SunTrust does not discriminate against individuals on the basis of race, creed, color, gender, religion, national origin, age, disability, veteran status, pregnancy, marital status, citizenship status, sexual orientation, gender identity, genetic information, or any other classification protected by applicable laws.

To review the EEO Poster, copy and paste the following link into your brower: http://www1.eeoc.gov/employers/upload/eeoc_self_print_poster.pdf http://www.dol.gov/ofccp/regs/compliance/posters/pdf/OFCCP_EEO_Supplement_Final_JRF_QA_508c.pdf

About Suntrust Banks, Inc.

SunTrust Banks, Inc. (SunTrust) primarily operates as a financial services holding company. Through its principal banking subsidiary, SunTrust Bank (the Bank), the Company provides deposit, credit, and trust and investment services. Through its subsidiaries, SunTrust also provides mortgage banking, credit-related insurance, asset management, securities brokerage and capital market services. The Company operates in five business segments: Retail, Commercial, Corporate and Investment Banking (CIB), Wealth and Investment Management, and Mortgage. The Bank operates primarily in Florida, Georgia, Maryland, North Carolina, South Carolina, Tennessee, Virginia and the District of Columbia. SunTrust provides clients with a selection of technology based banking channels, including the Internet, automated teller machines (ATMs), personal computers and around-the-clock telebanking. In May 2008, SunTrust completed the acquisition of GB&T Bancshares, Inc.

This company profile was created by AfterCollege and is about Suntrust Banks, Inc.. This page is not endorsed by or affiliated with Suntrust Banks, Inc.. For questions regarding company profiles, please email: care@aftercollege.com.