Experience:
5+ years of experience
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Employment Type:
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Posted:
8/16/2017
Job Category:
Health Care Provider
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STAS Regional Operations Manager 2 or 3 (Atlanta, GA)
Suntrust Banks, Inc. | Atlanta, Georgia
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Job Description

STAS Regional Operations Manager 2 or 3 (Atlanta, GA)-W442778

Description

This position reports to the STIS Centralized Operations Manager and manages the daily operations and supervisory oversight for the Investment Strategists within SunTrust Advisory Services (STAS) RIA. This individual will serve as the liaison between STAS compliance and those registered with the Advisory RIA. Additional responsibilities include assisting with support of all advisors and all principal managers that may be dually registered with STIS and STAS. This position is responsible for supervising the activities of the licensed sales staff as well as training the region on compliance policies and new operational processes and procedures. This position manages the region's support staff and coordinates with Human Resources on all related matters. In addition, this position will provide ROM support for Senior Leadership within STAS and Private Wealth Management.

Qualifications

ROM 2 Basic Qualifications:

• Accounts Payable processing monitoring of expenses/ budget, management of office administrative processes is a requirement.
• This position is responsible for onboarding and transition of new Advisors and their clients.
• FINRA Series 7, 66, 24, and Life, Health and Variable
• Employee will possess a bachelor's degree and a minimum of 7 years of industry experience in a financial institution with emphasis in operations, supervision or administration.

ROM 2 Preferred Qualifications:

• Possess a minimum of 5 to 7 years of business experience in retail brokerage with an emphasis in operations, management and supervision
• FINRA Series 53.

ROM 3 Basic Qualifications:

• FINRA Series 7, 66, 24, and Life, Health and Variable are a requirement. Employee will possess a bachelor's degree and a minimum of 7 years of industry experience in a financial institution with emphasis in operations, supervision or administration.

ROM 3 Preferred Requirements:

• Possess a minimum of 7 to 9 years of business experience in retail brokerage with an emphasis in operations, management and supervision, FINRA Series 53

Job:Brokerage
Primary Location: GA-Atlanta Area
Work Locations: Garden Offices

303 Peachtree Center Avenue

Atlanta 30303

Schedule:Full-time

Equal Opportunity Employer: SunTrust supports a diverse workforce and is a Drug Testing and Equal Opportunity Employer. SunTrust does not discriminate against individuals on the basis of race, creed, color, gender, religion, national origin, age, disability, veteran status, pregnancy, marital status, citizenship status, sexual orientation, gender identity, genetic information, or any other classification protected by applicable laws.

To review the EEO Poster, copy and paste the following link into your brower: http://www1.eeoc.gov/employers/upload/eeoc_self_print_poster.pdf http://www.dol.gov/ofccp/regs/compliance/posters/pdf/OFCCP_EEO_Supplement_Final_JRF_QA_508c.pdf

About Suntrust Banks, Inc.

SunTrust Banks, Inc. (SunTrust) primarily operates as a financial services holding company. Through its principal banking subsidiary, SunTrust Bank (the Bank), the Company provides deposit, credit, and trust and investment services. Through its subsidiaries, SunTrust also provides mortgage banking, credit-related insurance, asset management, securities brokerage and capital market services. The Company operates in five business segments: Retail, Commercial, Corporate and Investment Banking (CIB), Wealth and Investment Management, and Mortgage. The Bank operates primarily in Florida, Georgia, Maryland, North Carolina, South Carolina, Tennessee, Virginia and the District of Columbia. SunTrust provides clients with a selection of technology based banking channels, including the Internet, automated teller machines (ATMs), personal computers and around-the-clock telebanking. In May 2008, SunTrust completed the acquisition of GB&T Bancshares, Inc.

This company profile was created by AfterCollege and is about Suntrust Banks, Inc.. This page is not endorsed by or affiliated with Suntrust Banks, Inc.. For questions regarding company profiles, please email: care@aftercollege.com.