Experience:
5+ years of experience
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Employment Type:
Full time
Posted:
8/1/2017
Job Category:
Finance
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LOD1 Regulatory Control Mgr
Suntrust Banks, Inc. | Tampa, Florida
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Job Description

LOD1 Regulatory Control Mgr-W442199

Description

This position is part of the Consumer Compliance team and has responsibility for compliance oversight of consumer lending products and/or third party risk management of lending related third parties. Among other things, this role will work in partnership with the line of business to manage compliance by providing day-to-day Compliance support, while also supporting large scale strategic initiatives. The role is responsible for regulatory management, review of policies and procedures, oversight of third-party relationships, analysis of actual and emerging risks, issue management, as well as monitoring and risk remediation strategies. The incumbent must be able to maintain strong relationships and coordination with the business and other risk partners.

Example areas of responsibility include:

• Regulatory & LOB Subject Matter Expert - Monitors regulatory compliance developments, ensuring that impact is properly evaluated, and required actions developed, implemented and communicated to ensure adherence as required. Works with Legal to obtain legal interpretations as required. Advises LOB Management on federal and state regulatory issues and works with management to maintain and strengthen compliance and adherence to policy. Assists with regulatory examinations as needed and appropriate.
• Project Involvement - Participation and involvement with regard to assessing risks inherent in significant changes in business processes or work flows, and changes or additions to operating systems. Support business initiatives by participating in the tactical development of the initiative's compliance and operational process and by analyzing initial and ongoing results of an initiatives' rollout compared to original plan. Involvement includes, but is not limited to, project team participation, post-project support and incorporation into the Compliance QC review process as appropriate.
• ompliance/QC Support & Testing - Build and document methodology, and provide oversight to quality control reviews that confirm to management that processes, procedures, and controls are effective and working as designed. Develops plans that are risk based and takes into account the risk and consequences of non-compliance, the results of previous testing, audits, examinations or other reviews. Work with businesses to assemble action/remediation plans to address deficiencies.

Qualifications

Minimum Qualifications:

• Bachelor's degree in Business, Economics, Finance, or Accounting, or an equivalent combination of education and work experience.
• 5 years bank regulatory compliance and/or risk management experience.
• Demonstrated working knowledge of standard compliance concepts, practices, policies and related state and federal laws and regulatory provisions; such as E-SIGN, UDAAP, Truth-in-Lending, Regulation B, FCRA, SCRA and all other consumer protection requirements.
• Ideal candidate would have knowledge of digital technologies in the financial industry.
• Detailed oriented and strong analytical skills, requiring the ability to access and analyze actual and emerging risks within moderately complex Functions/LOB's.
• Strong communication skills, both verbally and written.
• Effective influencer at all levels of executive management in order to ensure that key initiatives receive the appropriate attention.
• Shows ability to change the thinking of, or gain acceptance from, others in sensitive situations, without damage to relationship.
• Ability to perform multiple tasks in a fluid environment, and to work both independently and as a team member.
• Demonstrated experience with regulatory agencies, requirements, and/or regulatory compliance.

Preferred Qualifications:

• CRCM designation

Job:Credit and Risk
Primary Location: FL-Hillsborough County
Work Locations: SunTrust Financial Centre Tampa

401 East Jackson Street

Tampa 33602

Schedule:Full-time

Equal Opportunity Employer: SunTrust supports a diverse workforce and is a Drug Testing and Equal Opportunity Employer. SunTrust does not discriminate against individuals on the basis of race, creed, color, gender, religion, national origin, age, disability, veteran status, pregnancy, marital status, citizenship status, sexual orientation, gender identity, genetic information, or any other classification protected by applicable laws.

To review the EEO Poster, copy and paste the following link into your brower: http://www1.eeoc.gov/employers/upload/eeoc_self_print_poster.pdf http://www.dol.gov/ofccp/regs/compliance/posters/pdf/OFCCP_EEO_Supplement_Final_JRF_QA_508c.pdf

About Suntrust Banks, Inc.

SunTrust Banks, Inc. (SunTrust) primarily operates as a financial services holding company. Through its principal banking subsidiary, SunTrust Bank (the Bank), the Company provides deposit, credit, and trust and investment services. Through its subsidiaries, SunTrust also provides mortgage banking, credit-related insurance, asset management, securities brokerage and capital market services. The Company operates in five business segments: Retail, Commercial, Corporate and Investment Banking (CIB), Wealth and Investment Management, and Mortgage. The Bank operates primarily in Florida, Georgia, Maryland, North Carolina, South Carolina, Tennessee, Virginia and the District of Columbia. SunTrust provides clients with a selection of technology based banking channels, including the Internet, automated teller machines (ATMs), personal computers and around-the-clock telebanking. In May 2008, SunTrust completed the acquisition of GB&T Bancshares, Inc.

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