Experience:
1-3 years of experience
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Employment Type:
Full time
Posted:
5/21/2019
Job Category:
Law Enforcement
Securities Trader
(This job is no longer available)
Lincoln Financial Group | Philadelphia, PA
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Job Description

Alternate Locations: Fort Wayne, IN (Indiana); Philadelphia, PA (Pennsylvania)

Relocation assistance is not available for this opportunity.

Requisition #59891

About the Company

Lincoln Financial Group, a Fortune 250 company with over 10,000 employees, provides advice and solutions that help empower Americans to take charge of their financial lives with confidence. Our core business areas - Life Insurance, Annuities, Retirement Plan Services and Group Protection - focus on supporting, preserving and enhancing over 17 million customer's lifestyles and retirement outcomes.

Headquartered in Radnor, Pennsylvania, Lincoln Financial Group is the marketing name for Lincoln National Corporation (NYSE: LNC) and its affiliates. The company had $238 billion in assets under management as of December 31, 2018.

Ranked one of the Best Large Employers in America by Forbes magazine, Lincoln Financial Group makes a serious investment in our employees' futures through a broad range of wealth accumulation and protection plans, health and wellness programs, and career development resources designed to help each individual reach their personal and professional goals.

The Role

The Securities Trader position is located within the LFN Investment Services business unit ; a highly visible, fast paced call center team responsible for providing trade execution, involving equities, fixed income, options and mutual fund transactions for financial advisors and end clients. Position supports oversight in margin activity, corporate actions, execution quality review, and trade reporting.

Responsibilities

* Executes agency and principal trades in stocks, bonds, mutual funds, UITs, and options
* Helps ensure both firm and representative compliance by observing and abiding by securities regulations
* Available at all times during business hours to answer calls directed to the Trade call center


* Maintains a broad knowledge base of the securities industry including: regulatory and market events, investment products, operational processes, operational methodologies and technology
* Develops a strong understanding of customer service and provides assistance to both registered representatives, investment advisors and retail clients related to LFN policies, products, and trading procedures
* Follows risk management procedures and has the ability to quickly assess and take action to minimize customer and firm risk
* Reviews trades to ensure trade execution quality
* Investigates, researches, and corrects issues related to trading and account activity
* Educates and trains registered representatives and their clients by determining their true needs, provides alternative solutions when necessary, and effectively explains the specific details of each product, process, or service
* Assist internal operations departments by providing back-up support, coordinating processors to expedite transfers, settlements, research, and complex problem resolution
* Establishes and builds partnerships with registered representatives of all distribution groups, clearing firm, and product sponsors
* Resolves registered representative concerns by obtaining details, identifying most efficient method of handling, and evaluating risks to all parties before taking action

Education

* Undergraduate degree or 4+ years work experience that directly aligns with the specific responsibilities for this position
* Series 7 (required)
* Series 63 or Series 66 (required)
* Series 24 (preferred)

Experience

* 3-5 years' experience in the financial services industry that directly aligns with the specific responsibilities desirable
* A demonstrated track record of consistently meeting and/or exceeding performance expectations
* Demonstrates superior customer service, problem solving and organizational skills
* Demonstrates professionalism and leadership capabilities
* Maintains a positive attitude while dealing with daily pressures and challenges
* Analytical skills and close attention to detail is necessary to perform daily responsibilities
* Ability to multitask between daily and weekly work assignments
* Adapts quickly in a changing work environment
* Ability to work independently in a team environment
* Excellent interpersonal, verbal and written communication skills

This position may be subject to Lincoln's Political Contribution Policy. An offer of employment may be contingent upon disclosing to Lincoln the details of certain political contributions. Lincoln may decline to extend an offer or terminate employment for this role if it determines political contributions made could have an adverse impact on Lincoln's current or future business interests, misrepresentations were made, or for failure to fully disclose applicable political contributions and or fundraising activities.

Any unsolicited resumes/candidate profiles submitted through our web site or to personal e-mail accounts of employees of Lincoln Financial Group are considered property of Lincoln Financial Group and are not subject to payment of agency fees.

Lincoln Financial Group ("LFG") is an Equal Opportunity employer and, as such, is committed in policy and practice to recruit, hire, compensate, train and promote, in all job classifications, without regard to race, color, religion, sex (including pregnancy), age, national origin, disability, sexual orientation, gender identity and expression, veterans status, or genetic information. Applicants are evaluated on the basis of job qualifications. If you are a person with a disability that impedes your ability to express your interest for a position through our online application process, or require TTY/TDD assistance, contact us by calling 260-455-2558.

#N4

Nearest Major Market: Philadelphia

Job Segment: Law, Equity, Risk Management, Compliance, Series 7, Legal, Finance

About Lincoln Financial Group

Lincoln Financial Group is a diversified financial services organization headquartered in the Philadelphia region. With $150 billion as of September 30, 2010, Lincoln Financial Group has been serving the financial needs of customers since 1905.